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Disclosures

• Privacy Policy
• Business Continuity Plan
• AML Policy
• Affirmative Determination Requirements (Short Stock Locates)
• SEC-Required Report on Routing of Customer Orders
• Electronic Trading Disclosure
• Day Trading Disclosure
• Margin Disclosure
• Payment for Order Flow
• Extended Hours Trading Disclosure
• Legal Notice
• SIPC Protection Coverage
• Options Risk Disclosure
• Portfolio Margin Disclosure Guide

The risk of loss in trading securities, options, and futures can be substantial. Clients must consider all relevant risk factors, including their own personal financial situation, before trading. Options involve risk and are not suitable for all investors. See the Options Disclosure Document: Characteristics and Risks of Standardized Options. A copy can be requested by calling 415-293-3850 or via mail to VT Brokers, LLC, 220 Bush Street, Suite 950, San Francisco, CA 94104.

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